09.05.2017 12:59:41
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DGAP-Stimmrechte: Braas Monier Building Group S.A.
Braas Monier Building Group S.A.: Veröffentlichung gemäß § 26 Abs. 1 WpHG mit dem Ziel der europaweiten Verbreitung
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DGAP Stimmrechtsmitteilung: Braas Monier Building Group S.A.
Braas Monier Building Group S.A.: Veröffentlichung gemäß § 26 Abs. 1 WpHG
mit dem Ziel der europaweiten Verbreitung
09.05.2017 / 12:58
Veröffentlichung einer Stimmrechtsmitteilung übermittelt durch DGAP - ein
Service der EQS Group AG.
Für den Inhalt der Mitteilung ist der Emittent verantwortlich.
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ANNEXE A: Standard form for notification of major holdings
Form to be used for the purposes of notifying a change in major
holdings pursuant to the modified law and grand-ducal regulation of 11
January 2008 on transparency requirements for issuers of securities
(referred to as 'the Transparency Law' and 'the Transparency
Regulation')
NOTIFICATION
OF MAJOR
HOLDINGS (to
be sent to
the relevant
issuer and to
the CSSF)i
1. Identity
of the issuer
or the
underlying
issuer of
existing
shares to
which voting
rights are
attachedii:
Braas Monier
Building
Group S.A.,
4, rue Lou
Hemmer, 1748
Senningerber-
g, Grand
Duchy of
Luxembourg
2. Reason for
the
notification
(please tick
the
appropriate
box or
boxes): x An
acquisition
or disposal
of voting
rights An
acquisition
or disposal
of financial
instruments
An event
changing the
breakdown of
voting rights
x Other
(please
specify)iii:
Completion of
Tender Offer
(please see
addition
information)
3. Details of
person
subject to
the
notification
obligationiv
:
Name: Kevin City and
M. Ulrich country of
registered
office (if
applicable):
4. Full name
of
shareholder(s-
) (if
different
from 3.)v:
AIO IV S.à
r.l. and AIO
V S.à r.l.
5. Date on 03.04.2017
which the
threshold was
crossed or
reachedvi:
6. Total
positions of
person(s)
subject to
the
notification
obligation:
% of % of To- Total
voting voting tal number of
rights rights of voting
atta- through both rights of
ched financi- in % issuervii
to al (7.A
shares instru- +
(total ments 7.B)
of (total
7.A) of 7.B.1
+ 7.B.2)
Resulting 0.00 0.00 0.00 39,166,667
situation on
the date on
which
threshold was
crossed or
reached
Position of 5.26 5.26
previous
notification
(if
applicable)
7. Notified details
of the resulting
situation on the
date on which the
threshold was
crossed or
reachedviii:
A: Voting rights
attached to shares
Class/type of shares Num- % of voting
ISIN code (if ber rights
possible) of
vo-
ting
right-
six
Direct (Art 8 of the Indirect Direct Indirect (Art 9
Transparency Law) (Art 9 (Art 8 of the
of the of the Transparency Law)
Transpa- Transpa-
rency rency
Law) Law)
LU1075065190 0 0.00
SUBTOTAL A (Direct & 0 0.00
Indirect)
B 1: Financial
Instruments
according to Art.
12(1)(a) of the
Transparency Law
Type of financial Expi- Exerci- Number of voting % of
instrument rati- se/ rights that may vo-
on Conversi- be acquired if ting
datex on the instrument is righ-
Periodxi exercised/ ts
converted.
SUBTOTAL 0 0.00
B.1
B 2: Financial
Instruments with
similar economic
effect according to
Art. 12(1)(b) of the
Transparency Law
Type of financial Expi- Exerci- Physi- Number of voting % of
instrument rati- se/ cal or rights vo-
on Conversi- cash ting
datex on settle- righ-
Periodxi mentxii ts
SUBTOTA- 0 0.00
L B.2
8. Information in relation to the
person subject to the notification
obligation: (please tick the
applicable box) Person subject to
the notification obligation is not
controlled by any natural person or
legal entity and does not control
any other undertaking(s) holding
directly or indirectly an interest
in the (underlying) issuer.xiii x
Full chain of controlled
undertakings through which the
voting rights and/or the financial
instruments are effectively held
starting with the ultimate
controlling natural person or legal
entityxiv (please provide a separate
organisational chart in case of a
complex structure):
N Na- % of % of T- Directly
me- voting voting o- control-
xv rights rights t- led by
held through a- (use
by financi- l number(s)
ultima- al o- from 1st
te instru- f column)
con- ments b-
trol- held by o-
ling ultimate t-
person control- h
or ling
entity person
or or
held entity
direct- or held
ly by directly
any by any
subsi- subsidia-
diary ry if it
if it equals
equals or is
or is higher
higher than the
than notifia-
the ble
noti- thres-
fiable hold
thres-
hold
1 Ke- 0 0
vi-
n
M.
Ul-
ri-
ch
2 An- 1
ch-
or-
ag-
e
Ca-
pi-
ta-
l
Ma-
na-
ge-
me-
nt-
,
L.-
L.-
C.
3 An- 2
ch-
or-
ag-
e
Ca-
pi-
ta-
l,
L.-
L.-
C.
4 An- 3
ch-
or-
ag-
e
IO
GP
IV-
,
L.-
L.-
C.
5 An- 4
ch-
or-
ag-
e
Il-
li-
qu-
id
Op-
po-
rt-
un-
it-
ie-
s
Of-
fs-
ho-
re
Ma-
st-
er
IV-
,
L.-
P.
6 AI- 5
O
IV
S.-
à
r.-
l.
1 Ke- 0 0
vi-
n
M.
Ul-
ri-
ch
2 An- 1
ch-
or-
ag-
e
Ca-
pi-
ta-
l
Ma-
na-
ge-
me-
nt-
,
L.-
L.-
C.
3 An- 2
ch-
or-
ag-
e
Ca-
pi-
ta-
l,
L.-
L.-
C.
7 An- 3
ch-
or-
ag-
e
IO
GP
V,
L.-
L.-
C.
8 An- 7
ch-
or-
ag-
e
Il-
li-
qu-
id
Op-
po-
rt-
un-
it-
ie-
s
Of-
fs-
ho-
re
Ma-
st-
er
V,
L.-
P.
9 AI- 8
O
V
S.-
à
r.-
l.
1 Ke- 0 0
vi-
n
M.
Ul-
ri-
ch
10 An- 1
ch-
or-
ag-
e
Ad-
vi-
so-
rs
Ma-
na-
ge-
me-
nt-
,
L.-
L.-
C.
11 An- 10
ch-
or-
ag-
e
Ca-
pi-
ta-
l
Gr-
ou-
p,
L.-
L.-
C.
9. In case of proxy voting: The
proxy holder named will cease to
hold % and number of voting rights
as of.
10. Additional informationxvi: AIO
IV S.à r.l. is 100% held by
Anchorage Illiquid Opportunities
Offshore Master IV, L.P. ('AIO
Offshore IV') and AIO V S.à r.l. is
100% held by Anchorage Illiquid
Opportunities Offshore Master V,
L.P. ('AIO Offshore V'). Anchorage
IO GP IV, L.L.C. ('AIO GP IV') is
the general partner of AIO Offshore
IV and Anchorage IO GP V, L.L.C.
('AIO GP V') is the general partner
of AIO Offshore V. Anchorage
Capital, L.L.C. ('ACL') is the
managing member of AIO GP IV and AIO
GP V and Anchorage Capital
Management, L.L.C. ('ACM') is the
managing member of ACL. Anchorage
Advisors Management, L.L.C. ('AAM')
is the managing member of Anchorage
Capital Group, L.L.C., which is the
investment advisor to AIO IV S.à
r.l. and AIO V S.à r.l. Kevin M.
Ulrich is the senior managing member
of ACM and AAM. None of AIO IV S.à
r.l., AIO V S.à r.l., Kevin Ulrich
or any of the entities listed in
this Annex 10 hold directly or
indirectly any shares or voting
rights of the Issuer.
Done at New York On 04-05-2017
Notes
i Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the
applicable thresholds or information regarding capital holdings.
ii Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity).
iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights
in the cases provided for in Article 9 (b) to (h) of the Transparency Law;
or (c) the holder of financial instruments referred to in Article 12(1) of
of the Transparency Law.
As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties,
entering or exiting of acting in concert by a single party) the standard
form does not provide for a specific method how to notify cases of acting in
concert.
In relation to the transactions referred to in points (b) to (h) of Article
9 of the Transparency Law, the following list is provided as indication of
the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 9 of that Law, the
natural person or legal entity that acquires the voting rights and is
entitled to exercise them under the agreement and the natural person or
legal entity who is transferring temporarily for consideration the voting
rights;
- in the circumstances foreseen in letter (c) of Article 9 of that Law, the
natural person or legal entity holding the collateral, provided the person
or entity controls the voting rights and declares its intention of
exercising them, and natural person or legal entity lodging the collateral
under these conditions;
- in the circumstances foreseen in letter (d) of Article 9 of that Law, the
natural person or legal entity who has a life interest in shares if that
person or entity is entitled to exercise the voting rights attached to the
shares and the natural person or legal entity who is disposing of the voting
rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Article 9 of that Law, the
controlling natural person or legal entity and, provided it has a
notification duty at an individual level under Article 8, under letters (a)
to (d) of Article 9 of that Law or under a combination of any of those
situations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article 9 of that Law, the
deposit taker of the shares, if he can exercise the voting rights attached
to the shares deposited with him at his discretion, and the depositor of the
shares allowing the deposit taker to exercise the voting rights at his
discretion;
- in the circumstances foreseen in letter (g) of Article 9 of that Law, the
natural person or legal entity that controls the voting rights;
- in the circumstances foreseen in letter (h) of Article 9 of that Law, the
proxy holder, if he can exercise the voting rights at his discretion, and
the shareholder who has given his proxy to the proxy holder allowing the
latter to exercise the voting rights at his discretion (e.g. management
companies).
v Applicable in the cases provided for in Article 9 (b) to (h) of the
Transparency Law. This should be the full name of the shareholder who is the
counterparty to the natural person or legal entity referred to in Article 9
of that Law unless the percentage of voting rights held by the shareholder
is lower than the 5% threshold for the disclosure of voting rights holdings
(e.g. identification of funds managed by management companies).
vi The date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered
the notification obligation. For passive crossings, the date when the
corporate event took effect.
vii The total number of voting rights shall be composed of all the shares,
including depository receipts representing shares, to which voting rights
are attached even if the exercise thereof is suspended.
viii If the holding has fallen below the 5% threshold, please note that it
is not necessary to disclose the extent of the holding, only that the new
holding is below that threshold.
ix In case of combined holdings of shares with voting rights attached
'direct holding' and voting rights 'indirect holding', please split the
voting rights number and percentage into the direct and indirect columns -
if there is no combined holdings, please leave the relevant box blank.
x Date of maturity/expiration of the financial instrument i.e. the date when
right to acquire shares ends.
xi If the financial instrument has such a period - please specify this
period - for example once every 3 months starting from [date].
xii In case of cash settled instruments the number and percentages of voting
rights is to be presented on a delta-adjusted basis (Article 12(1a) of the
Transparency Law).
xiii If the person subject to the notification obligation is either
controlled and/or does control another undertaking then the second option
applies.
xiv The full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity also has to be presented in the
cases in which only on subsidiary level a threshold is crossed or reached
and the subsidiary undertaking discloses the notification as only then the
market always gets the full picture of the group holdings. In case of
multiple chains through which the voting rights and/or financial instruments
are effectively held the chains have to be presented chain by chain leaving
a row free between different chains (e.g.: A, B, C, free row, A, B, D, free
row, A, E, F etc.). Numbers shall be attributed to all persons or entities
within the group in column 1 in order to allow a clear indication of the
control structure in column 6. The names of all undertakings of the control
chain shall be provided in column 2, even if the number of the directly held
voting rights and/or financial instruments is not equal or higher than the
notifiable threshold. Columns 3 & 4 shall indicate the holdings of those
persons or entities directly holding the voting rights and/or financial
instruments if the holding is equal or higher than the notifiable threshold.
xv The names of controlled undertakings through which the voting rights
and/or financial instruments are effectively held have to be presented
irrespectively whether the controlled undertakings cross or reach the lowest
applicable threshold themselves.
xvi Example: Correction of a previous notification.
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09.05.2017 Die DGAP Distributionsservices umfassen gesetzliche
Meldepflichten, Corporate News/Finanznachrichten und Pressemitteilungen.
Medienarchiv unter http://www.dgap.de
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Sprache: Deutsch
Unternehmen: Braas Monier Building Group S.A.
4, rue Lou Hemmer
1748 Senningerberg
Großherzogtum Luxemburg
Internet: www.braas-monier.com
Ende der Mitteilung DGAP News-Service
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571025 09.05.2017
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