13.05.2014 18:30:00
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Mainstay Medical International plc - STANDARD FORM TR-1
Regulatory News:
Mainstay Medical International plc (BOURSE: MSTY)
STANDARD FORM TR-1
VOTING RIGHTS ATTACHED TO SHARES– ARTICLE 12(1) OF DIRECTIVE 2004/109/EC
FINANCIAL INSTRUMENTS – ARTICLE 11(3) OF THE COMMISSION DIRECTIVE 2007/14/EC
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Mainstay Medical International plc
2. Reason for the notification (please tick the appropriate box or boxes):
[X] an acquisition or disposal of voting rights
[ ] an acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
[ ] an event changing the breakdown of voting rights
3. Full name of person(s) subject to the notification obligation:
Perceptive Advisors LLC
4. Full name of shareholder(s) (if different from 3.):
N/A
5. Date of the transaction and date on which the threshold is crossed or reached:
2 May 2014
6. Date on which issuer notified;
9 May 2014
7. Threshold(s) that is/are crossed or reached:
7%
8. Notified details:
A) Voting rights attached to shares | |||||||||||||||
Class/type of shares (if possible using the ISIN CODE) | Situation previous to the Triggering transaction | Resulting situation after the triggering transaction | |||||||||||||
Number of Shares | Number of Voting rights | Number of shares | Number of voting rights | % of voting rights | |||||||||||
Direct | Direct | Indirect | Direct | Indirect | |||||||||||
IE00BJYS1G50 | NIL | NIL | 321,513 | 321,513 | N/A | 7.55% | N/A | ||||||||
SUBTOTAL A (based on aggregate voting rights) | NIL | NIL | 321,513 | 321,513 | 7.55% |
B) Financial Instruments | |||||||||
Resulting situation after the triggering transaction | |||||||||
Type of financial instrument | Expiration Date | Exercise/Conversion Period/ Date | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights | |||||
SUBTOTAL B (in relation to all expiration dates) |
Total (A+B) | number of voting rights | % of voting rights | |||
321,513 | 7.55% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Perceptive Life Sciences Master Fund, Ltd. (no voting rights)
Titan Perc, Ltd. (no voting rights)
10. In case of proxy voting:
N/A
11. Additional information:
N/A
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