26.10.2016 17:00:06
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DGAP-Stimmrechtsanteile: SYGNIS AG
DGAP-PVR: SYGNIS AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
3. Details of person subject to the notification obligation
Name: City and country of registered office: Mr Joseph M. Fernández and Joan V. Fernández as trustees of Fernández Family Trust
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
Fernández Family Trust
5. Date on which threshold was crossed or reached
19 Oct 2016
6. Total positions
% of voting % of voting rights total of total number rights attached through instruments both in % of voting to shares (total (total of 7.b.1 + (7.a. + rights of of 7.a.) 7.b.2) 7.b.) issuer Result- 7.10 % 0 % 7.10 % 37341980 ing situat- ion Previo- n/a % n/a % n/a % / us notifi- cation
7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in % direct indirect direct indirect (Sec. 21 WpHG) (Sec. 22 WpHG) (Sec. 21 WpHG) (Sec. 22 WpHG) DE000A1RFM03 2649921 % 7.10 % Total 2649921 7.10 %
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of Expiration or Exercise or Voting Voting instrument maturity date conversion rights rights in period absolute % % Total %
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting instrume- or maturity conversion physical rights rights nt date period settlement absolute in % % Total %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting % of voting rights Total of rights (if at through both (if at least held 3% instruments (if at least held or more) least held 5% or 5% or more) more) Joseph M. Fernández and % % % Joan V. Fernández as joint trustees of Fernández Family Trust Fernández Family Trust 7.10 % % 7.10 %
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting: Holding position after general meeting: % (equals voting rights)
10. Other explanatory remarks:
26.10.2016 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
--------------------------------------------------------------------------- Language: English Company: SYGNIS AG Waldhofer Str. 104 69123 Heidelberg Germany Internet: www.sygnis.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
SYGNIS AG
26.10.2016 17:00
Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
SYGNIS AG
Waldhofer Str. 104
69123 Heidelberg
Germany
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Name: City and country of registered office: Mr Joseph M. Fernández and Joan V. Fernández as trustees of Fernández Family Trust
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
Fernández Family Trust
5. Date on which threshold was crossed or reached
19 Oct 2016
6. Total positions
% of voting % of voting rights total of total number rights attached through instruments both in % of voting to shares (total (total of 7.b.1 + (7.a. + rights of of 7.a.) 7.b.2) 7.b.) issuer Result- 7.10 % 0 % 7.10 % 37341980 ing situat- ion Previo- n/a % n/a % n/a % / us notifi- cation
7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in % direct indirect direct indirect (Sec. 21 WpHG) (Sec. 22 WpHG) (Sec. 21 WpHG) (Sec. 22 WpHG) DE000A1RFM03 2649921 % 7.10 % Total 2649921 7.10 %
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of Expiration or Exercise or Voting Voting instrument maturity date conversion rights rights in period absolute % % Total %
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting instrume- or maturity conversion physical rights rights nt date period settlement absolute in % % Total %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting % of voting rights Total of rights (if at through both (if at least held 3% instruments (if at least held or more) least held 5% or 5% or more) more) Joseph M. Fernández and % % % Joan V. Fernández as joint trustees of Fernández Family Trust Fernández Family Trust 7.10 % % 7.10 %
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting: Holding position after general meeting: % (equals voting rights)
10. Other explanatory remarks:
26.10.2016 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
--------------------------------------------------------------------------- Language: English Company: SYGNIS AG Waldhofer Str. 104 69123 Heidelberg Germany Internet: www.sygnis.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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