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DGAP Voting Rights Announcement: STADA Arzneimittel AG
STADA Arzneimittel AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
24.08.2017 / 16:59
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
STADA Arzneimittel AG
Stadastraße 2-18
61118 Bad Vilbel
Germany
|
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason:
Voluntary group notification with threshold triggered at subsidiary level |
3. Details of person subject to the notification obligation
| Name: |
City and country of registered office: |
| Morgan Stanley |
Wilmington, Delaware
United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3. Morgan Stanley & Co. International plc
|
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
total of both in %
(7.a. + 7.b.) |
total number of voting rights of issuer |
| Resulting situation |
6.39 % |
3.32 % |
9.72 % |
62,342,440 |
| Previous notification |
5.08 % |
3.32 % |
8.40 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN |
absolute |
in % |
| |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
| DE0007251803 |
0 |
3,986,136 |
0.00 % |
6.39 % |
| Total |
3,986,136 |
6.39 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Call Option |
From 15.09.2017 to 15.12.2017 |
at any time |
3,000 |
0.005 % |
| Right of recall over securities lending agreements |
at any time |
at any time |
803,843 |
1.29 % |
| |
|
Total |
806,843 |
1.29 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Retail Structure Product |
From 02.02.2067 to 19.06.2067 |
at any time |
Cash |
45,976 |
0.07 % |
| Equity Swap |
From 15.01.2018 to 11.07.2019 |
at any time |
Cash |
1,214,970 |
1.95 % |
| Put Option |
From 15.09.2017 to 15.12.2017 |
at any time |
Physical |
5,000 |
0.01 % |
| |
|
|
Total |
1,265,946 |
2.03 % |
8. Information in relation to the person subject to the notification obligation| |
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley Domestic Holdings, Inc. |
% |
% |
% |
| Morgan Stanley Capital Services LLC |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley Domestic Holdings, Inc. |
% |
% |
% |
| Morgan Stanley & Co. LLC |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley International Limited |
% |
% |
% |
| Morgan Stanley Investments (UK) |
% |
% |
% |
| Morgan Stanley & Co. International plc |
5,22 % |
% |
8,49 % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG| Date of general meeting: |
|
| Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks:
24.08.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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