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DGAP Voting Rights Announcement: IMMOFINANZ AG
IMMOFINANZ AG: Release according to Article 93, Section 2 BörseG with the objective of Europe-wide distribution
04.10.2017 / 12:06
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Major holdings notification pursuant to Sec. 91 to 92 BörseG
Vienna, 3.10.2017
Overview
1. Issuer: IMMOFINANZ AG
2. Reason for the notification: Acquisition or disposal of financial/other
instruments
3. Person subject to notification obligation
Name: Och-Ziff Capital Management Group LLC
City: New York
Country: USA
4. Name of shareholder(s):
5. Date on which the threshold was crossed or reached: 2.10.2017
6. Total positions
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% of |
% of voting |
Total |
Total number of |
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voting |
rights through |
of both |
voting rights |
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rights |
financial/other |
in % |
of issuer |
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attached |
instruments (7.B. |
(7.A + |
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to shares |
1 + 7.B.2) |
7.B) |
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(7.A) |
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| Resulting |
0,00 % |
4,22 % |
4,22 % |
1.052.525.375 |
| situation on |
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| the date on |
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| which |
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| threshold was |
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| crossed / |
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| reached |
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| Position of |
0,00 % |
5,08 % |
5,08 % |
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| previous |
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| notification |
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| (if |
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| applicable) |
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Details
7. Notified details of the resulting situation:
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| A: Voting |
rights attached to |
shares |
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| ISIN Code |
Number of |
voting rights |
% of voting |
rights |
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Direct |
Indirect |
Direct |
Indirect |
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(Sec 91 |
(Sec 92 |
(Sec 91 |
(Sec 92 |
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BörseG) |
BörseG) |
BörseG) |
BörseG) |
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| SUBTOTAL A |
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| B 1: Financial / |
Other Instruments |
pursuant to |
Sec. 91a para. 1 |
No. 1 |
| BörseG |
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| Type of |
Expiration |
Exercise |
Number of |
% of |
| instrument |
Date |
Period |
voting |
voting |
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rights that |
rights |
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may be |
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acquired if |
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the |
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instrument is |
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exercised |
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| IIAAV 4 |
n/a |
03.10.2011 - |
1.319.214 |
0,13 % |
| ¿ 03/08/18 Corp |
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26.02.2018 |
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| (physical [ISIN: |
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| XS0592528870]) |
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SUBTOTAL B.1 |
1.319.214 |
0,13 % |
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| B 2: Financial / |
Other |
Instruments |
pursuant to Sec. |
91a para. 1 |
No. 3 |
| BörseG |
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| Type of |
Expiration |
Exercise |
Physical / |
Number of |
% of |
| instrument |
Date |
Period |
Cash |
voting |
voting |
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Settlement |
rights |
rights |
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| IIAAV 4 |
27/02/2018 |
03.10.2011 |
Cash |
33.264.585 |
3,16 % |
| ¿ 03/08/18 |
- |
- |
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| Corp (swap |
15/08/2018 |
26.02.2018 |
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| [ISIN: |
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| XS0592528870]) |
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| IIAAV 2 |
31/01/2019 |
06.03.2017 |
Cash |
2.615.861 |
0,25 % |
| 01/24/24 Corp |
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- |
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| (swap [ISIN: |
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10.01.2024 |
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| XS1551932046]) |
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| IIA AV (swap |
15/03/2018 |
n/a |
Cash |
7.165.946 |
0,68 % |
| [ISIN: |
- |
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| AT0000809058]) |
03/10/2019 |
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SUBTOTAL |
43.046.392 |
4,09 % |
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B.2 |
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8. Information in relation to the person subject to the notification
obligation:
0 Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer.
X Full chain of controlled undertakings through which the voting rights
and/or the financial/other instruments are effectively held starting with
the ultimate controlling natural person or legal entity:
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| No. |
Name |
Directly |
Shares |
Financial/other |
Total |
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controlled |
held |
instruments held |
of both |
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by No. |
directly |
directly (%) |
(%) |
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(%) |
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| 1 |
Och-Ziff |
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Capital |
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Management |
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Group LLC |
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| 2 |
Och-Ziff |
1 |
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Holding |
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Corporation |
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| 3 |
OZ Management |
2 |
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LP |
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| 4 |
OZ Management |
3 |
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II LP |
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| 5 |
OZ Special |
3 |
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3,65 % |
3,65 % |
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Funding |
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(OZMD), L.P. |
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| 6 |
OZEA |
4 |
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0,13 % |
0,13 % |
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Holdings, |
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L.P. |
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| 7 |
OZ Europe |
3 |
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0,44 % |
0,44 % |
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Master Fund, |
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Ltd. |
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9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
Daniel S. Och is the Chief Executive Officer, Chairman and an Executive
Managing Director of Och-Ziff Capital Management Group LLC ('OZM') and has
the power through shareholdings and other proxy arrangements to direct in
excess of 50% of the aggregate voting rights of all shares issued by OZM.
As such, for purposes of this notification, he may be deemed to control
such entity and, therefore, may be deemed to be the ultimate controller of
the holdings reported in this notification.
Vienna am 3.10.2017
04.10.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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